Regulatory Compliance Manager – Access Bank
Job Description
There are exciting career opportunities available at Access Bank for self-motivated individuals with outstanding integrity, a good track record of performance, excellent oral and written communication as well as strong interpersonal skills. As part of its growth strategy, the bank is looking for an experienced candidate with suitable technical competencies to take up the following opportunities:
- Regulatory Compliance Manager (Permanent) Gaborone
Main Purpose
To give leadership and direction required to ensure that there is adequate Conduct & Compliance oversight on the Regulatory Surveillance responsibilities. To further ensure that there is a robust system of internal controls management.
Key Responsibilities
♦ Dealing and being the point of contact for the regulators
♦ Collaborating with business units, advising internal management and business partners on the implementation of compliance programs
♦ Conducting compliance risk assessments and Developing risk management strategies
♦ Decompose regulations immediately they are released using the assigned matrix template
♦ Conducting regular GAP analysis on new and updated controls and best practices in the industry
♦ Review and Confirm compliance with agreed reporting timelines and other Service Level Agreements
♦ Following up on compliance issues that require investigation
♦ Preparing compliance reports
♦ Carry out compliance training and awareness as necessary
♦ Conducting internal reviews and audits and monitoring the closure of compliance exceptions
♦ Evaluating compliance systems and ensuring adequate software is in place
♦ Providing oversight from a second line to avert penalties.
♦ Carrying out an independent review of the Units in Conduct & Compliance, and overseeing the global advisory function of the unit
♦ Overseeing the implementation of ethics, conduct and relevant corporate governance requirements
Key requirements
♦ Bachelor 5 Degree in Law or any Business-related disciplines.
♦ A recognized professional Compliance certification will be an added advantage
♦ Minimum of 5 years’ experience in the Financial Services Industry. 2 of which must be in a leadership role
♦ Compliance and AML/CFT skill
♦ Internal Control Skill
♦ Excellent Oral & Written communication skills
♦ Excellent financial analysis / interpretation skills
♦ Strategic orientation
♦ Entrepreneurship/ taking ownership
♦ Self-Management
♦ Interpersonal Skills
Access Bank (Plc) Botswana provides a competitive package and will offer the successful candidate a salary commensurate with the person’s qualifications and experience. If you believe you are the right candidate for this position, please send your application, cover letter, detailed curriculum vitae, certified copies of academic certificates, Omang and contacts of three referees to [email protected] To be considered, your application must be received by 13th March 2024. Only short-listed candidates will be contacted.
