Enterprise Risk Services Supervisor – Baker Tilly

Job Description

Roles and Responsibilities

• Development of annual risk-based internal audit plans and executing all stages of the internal audit engagements (both assurance and consulting).
• Planning internal audit assignments including preparation of audit work programs.
• Planning and execution of other compliance reviews such as AML compliance reviews.
• Conducting interviews to collect field work through interactions to understand the audit processes, identifying and documenting key risks and controls, performing and documenting walkthrough tests and detailed tests of controls.
• Identifying control deficiencies and ineffective operation of controls, including other areas of process improvement.
• Drafting and discussing internal audit reports with the Director – ERS.
• Conducting ad hoc investigations into suspected fraud incidences.
• Following up the implementation of agreed action plans on reported audit other issues.
• Performing any other duties as assigned by the Director – ERS.

Qualifications

• A degree in Accounting, Internal Audit, Risk Management or other related business field
• CIA certification

Experience

At least 3 years of experience in an internal audit environment

Responsibilities

• Lead and manage financial audit engagements from planning to completion, ensuring all phases are executed effectively and in a timely manner.
• Oversee the execution of audit fieldwork, ensuring that audits are performed accurately, efficiently, and in compliance with established standards.
• Review work performed by audit staff and senior auditors to ensure accuracy, completeness, and adherence to audit methodology.
• Supervise and mentor a team of auditors, providing guidance on technical issues and supporting their professional development.
• Ensure compliance with auditing standards and regulatory requirements.
• Serve as the primary point of contact for clients during audit engagements, maintaining strong relationships and addressing any concerns.
• Stay updated on changes in financial regulations and accounting standards, sharing this with the team and adapting audit processes accordingly.
• Provide technical expertise and support to clients on complex financial issues, offering recommendations to enhance financial reporting accuracy.

Requirements & Qualifications

A bachelor’s degree in accounting, finance, or a related field is required.